0000930413-20-000004.txt : 20200102 0000930413-20-000004.hdr.sgml : 20200102 20200102161858 ACCESSION NUMBER: 0000930413-20-000004 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY INFRASTRUCTURE CORP CENTRAL INDEX KEY: 0001268533 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-85247 FILM NUMBER: 20501765 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA CENTRAL INDEX KEY: 0000315038 IRS NUMBER: 131624203 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124909000 MAIL ADDRESS: STREET 1: 730 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G 1 c94821_sc13g.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. )*

 

Tortoise energy infrastructure corporation

(Name of Issuer)

 

SERIES D MANDATORY REDEEMABLE PREFERRED SHARES

SERIES E MANDATORY REDEEMABLE PREFERRED SHARES

(Title of Class of Securities)

 

89147L2#6

89147L3#5

(CUSIP Number)

 

December 31, 2015**

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

x     Rule 13d-1(b)
 
o     Rule 13d-1(c)
 
o     Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Continued on following pages

Page 1 of 5 Pages

 

** The Reporting Person is filing this Schedule 13G because, due solely to the redemption by the Issuer of certain Mandatory Redeemable Preferred Shares (“MRPS”) during 2015, the Reporting Person beneficially owned more than 5% of the MRPS as of December 31, 2015. 

 
CUSIP Nos. 89147L2#6 and 89147L3#5 Page 2 of 5 Pages
1.

Names of Reporting Persons.

 

Teachers Insurance and Annuity Association of America

2.

Check the Appropriate Box if a Member of a Group

(a) o

(b) o

3. SEC Use Only
4.

Citizenship or Place of Organization

New York

       
Number of
Shares
Beneficially
Owned by Each
Reporting
Person With
5. Sole Voting Power 1,400,000
6. Shared Voting Power 0
7. Sole Dispositive Power 1,400,000
8. Shared Dispositive Power  
9.

Aggregate Amount Beneficially Owned by Each Reporting Person

1,400,000

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

o

11.

Percent of Class Represented by Amount in Row (9)

5.5%

12.

Type of Reporting Person:

IC

 

Page 3 of 5 Pages

 

Item 1(a). Name of Issuer:
   
  Tortoise Energy Infrastructure Corporation
   
Item 1(b). Address of Issuer’s Principal Executive Offices:
   
  11550 Ash Street
  Suite 300
  Leawood, Kansas 66211
   
Item 2(a). Name of Person Filing
   
  Teachers Insurance and Annuity Association of America
   
Item 2(b). Address of Principal Business Office or, if None, Residence:
   
  730 Third Ave
  New York, New York 10017-3206
   
Item 2(c). Citizenship:
   
  New York
   
Item 2(d). Title of Class of Securities:
   
  Series D Mandatory Redeemable Preferred Shares
  Series E Mandatory Redeemable Preferred Shares
   
Item 2(e). CUSIP Number:
   
  89147L2#6
  89147L3#5
   
Item 3. If This Statement is Filed Pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a) o Broker or dealer registered under Section 15 of the Exchange Act.
     
(b) o Bank as defined in Section 3(a)(6) of the Exchange Act.
     
(c) x Insurance Company as defined in Section 3(a)(19) of the Exchange Act.
     
(d) o Investment Company registered under Section 8 of the Investment Company Act of 1940.
     
(e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
     
(f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
     
(g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
     
(h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
     
(i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
     
(j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 

Page 4 of 5 Pages

 

Item 4. Ownership:

 

  (a) Aggregate amount beneficially owned: 1,400,000 
       
  (b) Percent of class:    5.5%
       
  (c)  Number of shares as to which person has:  
       
    (i) Sole Voting Power: 1,400,000
         
    (ii) Shared Voting Power: 0
         
    (iii) Sole Dispositive Power: 1,400,000
         
    (iv) Shared Dispositive Power: 0

 

Item 5. Ownership of Five Percent or Less of a Class:
   
  Not Applicable.
   
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
   
  Not Applicable.
   
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:
   
  Not Applicable.
   
Item 8. Identification and Classification of Members of the Group:
   
  Not Applicable.
   
Item 9. Notice of Dissolution of Group:
   
  Not Applicable.
   
Item 10. Certification:
   
  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
 

Page 5 of 5 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Date: January 2, 2020  
 

Nuveen Alternatives Advisors LLC, on behalf of Teachers Insurance and Annuity Association of America

 

By: /s/ Trevor Sanford

Trevor Sanford, Associate General Counsel